Articles Tagged with Gilbert Conrad

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gilbert Conrad (Conrad), previously associated with Realta Equities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Conrad recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $415,000.00 on November 14, 2025.

Statement of Claim alleges the investments were not suitable; however, is unclear about which investments were not suitable and is not plead with any level of particularity regarding the claims against each of the three broker-dealers it names. The SOC calls out only two specific instances (one in May of 2021 related to Hospitality Investors Trust filing bankruptcy and one in March 2025 related to a reverse split by SmartStop Self-Storage) to support its lack of suitability claim.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gilbert Conrad (Conrad), currently associated with Realta Equities, Inc., has at least 5 disclosable events. These events include 5 customer complaints, alleging that Conrad recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on December 06, 2024.

Unsuitable products sold from 2001 to 2016 which the registered representative was not registered with Arkadios and the customer was never a client of Arkadios Capital.