Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gianluca De Berardinis (De Berardinis), previously associated with Morgan Stanley, has at least one disclosable event. These events include one regulatory event, alleging that De Berardinis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on December 12, 2023.
Respondent De Berardinis failed to respond to FINRA requests for information.