Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gerard Raho (Raho), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Raho recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $455,000.00 on August 04, 2023.
Claimant alleges Defendant conspired with Claimant’s cousin to misappropriate, convert, launder and steal money for Defendant and Claimant’s cousin’s personal use. Relevant period approximately April 2018 through August 2019.