Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Gerard Nicosia (Nicosia) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Nicosia was employed by Cetera Wealth Services, LLC at the time of the activity. If you have been a victim of Nicosia’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $125,001.00 on January 20, 2021.
Unsuitable investment was allegedly recommended in private investment fund.