Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gerald Hanifan (Hanifan), currently associated with USA Financial Securities LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Hanifan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on December 11, 2024.
Gerald Hanifan has been named in FINRA Dispute Resolution Services Arbitration Number 24-02603. The complainants are alleging that Mr. Hanifan placed them in unsuitable investments, by failing to explain the investments in great enough detail.