Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Woerdeman (Woerdeman), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Woerdeman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $150,000.00 on August 08, 2024.
The Attorney-In-Fact (AIF) for the client alleged that the advisor was negligent when making a requested premium payment to a RiverSource Variable Annuity (VUL) policy, resulting in the policy lapsing and the subsequent request being denied.