Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Martin (Martin), previously associated with Calton & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Martin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,000.00 on December 24, 2020.
Suitability, Breach of Fiduciary Duty and Negligence. Date was sometime in 2012