Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Lucke (Lucke), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Lucke recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,200.00 on October 17, 2023.
Authorized party on the account alleges that the Financial Advisor stole/misappropriated by placing orders totaling $15,200.00 in the account to pay client bills without authorization and after the death of the account owner.