Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Geoffrey Collins (Collins), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Collins recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on March 19, 2024.
Attorney for customer complained that the financial advisor misrepresented the annuitization options available when the contract period ended. (4/13/2021-3/19/2024)