Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gary Schaap (Schaap), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Schaap recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,378,624.00 on March 24, 2026.
The client alleged that recommendations made in 2015 & 2016 were unsuitable for a retiring client who requested conservative low risk investments.