Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gary Edmonds (Edmonds), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Edmonds recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,300,000.00 on May 28, 2025.
Timeframe: June 2014 – 2024\, Allegations: Elderly claimant alleges her accounts were unsuitability invested in 100% equity account and a variable annuity. Claimant further alleges that the FA took discretion and failed to advise regarding surrender fee structure of annuity.