Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gary Edkins (Edkins), currently associated with LPL Enterprise, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Edkins recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 10, 2020.
Customer complaint was not previously disclosed on the Front end because it did not meet the firms criteria for re-portability. Currently being disclosed because of Settlement amount of $47,829.30.