Securities Lawyers Blog
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Gary Demetri (Demetri), previously associated with Sw Financial, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Demetri concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $665,953.07 on April 07, 2020.
Demetri was named in a customer complaint that asserted the following causes of action: unsuitability, unauthorized trading, churning, fraud, breach of fiduciary duty.