Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ganshyam Bhojwani (Bhojwani), previously associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bhojwani recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on December 05, 2022.
The complainant alleges that the registered representative misled her into purchasing an aggressive growth fund on May 24, 2021