Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gaffar Chowdhury (Chowdhury), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Chowdhury recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on November 16, 2025.
The complainant alleges that in 2025, he moved his money to the rep after telling him that he wanted an aggressive investment strategy. He alleges that he was misled, that his money was mismanaged and that he wasn’t told that he would be locked into annuities for 6 years.