Securities Lawyers Blog
The investment lawyers at Gana Weinstein LLP have experience helping investors determine whether their portfolio losses at investment firms, such as FTP Securities LLC, were caused by broker misconduct. There are many different ways that your broker can impermissibly drain your accounts. Our attorneys can help you understand the cause of your investment losses, uncover misconduct, and apply the law to hold accountable those responsible.
FTP Securities is the broker-dealer affiliate of Financial Technology Partners, providing merger and acquisition advisory services, best-efforts underwriting, private placements, and equity research focused on the financial technology sector. Formed in Delaware in 2003 and wholly owned by Financial Technology Partners LP, the firm operates from offices in San Francisco and New York and works alongside an affiliate in the United Kingdom.
FTP Securities LLC – By the Numbers: