Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Frederick Salus (Salus), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Salus recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $595,000.00 on September 06, 2024.
Attorney for customers complains that the financial advisor’s Advice and management were not in line with the customer’s investment objectives, resulting in missing significant gains, and that fees were not discussed and did not provide a better investment outcome. (3/21/2006-9/6/2024)