Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Freddie Barbour (Barbour), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Barbour recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on December 04, 2023.
Customer alleged theft of funds taking place in 2017.