Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Fred Krepps (Krepps), currently associated with D.a. Davidson & CO., has at least one disclosable event. These events include one customer complaint, alleging that Krepps recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on May 13, 2021.
Client was disappointed she was provided inaccurate information related to charitable gifting from her annuity. 9/8/2020 – 05/13/2021.