Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Frank Olender (Olender), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Olender recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on December 10, 2020.
Attorney for the clients complains that the financial advisor concentrated the clients’ accounts in energy related securities, which sustained losses. (3/2/2005-12/10/2020).