Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Francisco Escalera (Escalera), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Escalera recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on August 01, 2024.
The client alleges unsuitable investments from December 2020 through May 2022.