Articles Tagged with Francesco Traina

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Francesco Traina (Traina), currently associated with Raymond James Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Traina recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 08, 2026.

Plaintiff alleges that in 2015, an unauthorized bank account was opened in the Plaintiff\\u2019s company\\u2019s name and signature cards were forged by the financial advisor and an unregistered employee of Wells Fargo.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Francesco Traina (Traina), currently associated with Raymond James Financial Services, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Traina recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $20,000,000.00 on January 13, 2025.

Plaintiff alleges in 2015, the FA opened an unauthorized account under the Plaintiff’s company name