Securities Lawyers Blog
Investors researching Fortrend Securities, Inc. often want to know about the firm’s regulatory history before deciding whether to speak with a lawyer. This page summarizes the FINRA disciplinary actions in which Fortrend Securities, Inc. was named. The securities fraud attorneys at Gana Weinstein LLP represent investors in claims against brokerage firms and financial advisors for investment fraud, unsuitable investment recommendations, excessive trading, and failure to supervise, and we can review the firm’s record together with your account statements to determine whether you have a claim.
Fortrend Securities is a broker-dealer that conducts retail brokerage in equities, options, mutual funds, government securities and variable products, along with underwriting and proprietary trading. Incorporated in Delaware in 1992, the firm is headquartered in Melbourne, Australia, and is under common control with Fortrend Securities Pty Ltd.
Fortrend Securities, Inc. – By the Numbers: