Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ford Keeler (Keeler), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Keeler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $210,000.00 on July 24, 2025.
Customers allege that investments made in 2022 were unsuitable for the customer’s investment objectives and risk tolerance.