Securities Lawyers Blog
Elder financial abuse, unauthorized trading, churning, and broker theft are among the most serious forms of broker misconduct, and they can occur at brokerage firms of every size. The investor attorneys at Gana Weinstein LLP represent individuals and families who have suffered investment losses because of a dishonest or negligent financial advisor, including customers of firms such as First Southern, LLC. We review account activity, identify misconduct, and bring FINRA arbitration claims to recover what was lost.
First Southern is a boutique broker-dealer offering investment banking and brokerage services to individual and institutional clients, with particular strength in fixed income, Latin American sovereign debt and foreign exchange trading. Organized in Puerto Rico in 2016 and headquartered in Guaynabo, the firm also operates from Atlanta, serves clients throughout the United States and Puerto Rico, and clears through BNY Pershing.
First Southern, LLC – By the Numbers: