Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Skinner (Skinner), previously associated with First Republic Securities Company, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Skinner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000,000.01 on June 22, 2020.
For the period August 2014 to May 2019, client alleges, inter alia, that the registered representative recommended unsuitable positions in violation of FINRA rules.