Securities Lawyers Blog
Elder financial abuse, unauthorized trading, churning, and broker theft are among the most serious forms of broker misconduct, and they can occur at brokerage firms of every size. The investor attorneys at Gana Weinstein LLP represent individuals and families who have suffered investment losses because of a dishonest or negligent financial advisor, including customers of firms such as Fimco Securities Group, Inc. We review account activity, identify misconduct, and bring FINRA arbitration claims to recover what was lost.
Fimco Securities Group is a small broker-dealer that provides securities brokerage services to individual investors. Organized in Wisconsin in 1992, the individually owned firm is based in Port Washington, Wisconsin, in the Milwaukee area.
Fimco Securities Group, Inc. – By the Numbers: