Securities Lawyers Blog
The law offices of Gana Weinstein LLP represents investors in investment disputes with their financial advisors or brokerage firms, such as Fenix Securities, LLC. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.
Fenix Securities is a broker-dealer that earns commissions on customer securities transactions along with fees for market access technology, working with foreign finders and an affiliated investment adviser that introduce customer accounts cleared through other firms. Formed in Delaware in 2007 and registered as a broker-dealer since 2012, the firm is based in New York City.
Fenix Securities, LLC – By the Numbers: