Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Felix Albert Desmangles (Desmangles), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Desmangles recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on September 02, 2022.
The executor of the estate complained that the financial advisor assured him that his account would not be at risk and misled him to believe the recommended account would be safe. (11/3/2020-9/2/2022)