Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Evan Savarick (Savarick), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Savarick recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $140,000.00 on October 29, 2020.
Claimant alleges, inter alia, Failure to Follow Instructions with respect to managed accounts \\u00e2?” Aug 2019 to Oct 2020