Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Evan Moser (Moser), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Moser recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,000.00 on September 26, 2022.
The client alleges that the financial advisor placed trades in 2021 without authorization.