Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Erik Hanson (Hanson), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Hanson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $210,000.00 on July 26, 2022.
CLIENT’S ATTORNEY ALLEGED THAT RECOMMENDATION TO INVEST IN BOND FUND WAS NOT IN THE CLIENT’S BEST INTEREST. 2021