Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Speas (Speas), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Speas recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on May 04, 2022.
The customer alleges that the Registered Representative recommended high-risk, high-commission/cost, unsuitable investments. No dates were provided in the Statement of Claim.