Edward Jones

Broker Shawn Johnson in Edward Jones Firm Has Customer Complaint

November 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shawn Johnson (Johnson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Johnson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,000.00 on July 01, 2022.

Client alleged she was misled when opening account and purchasing mutual funds.

Broker George Schwing in Edward Jones Firm Has Customer Complaint

November 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Schwing (Schwing), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Schwing recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $108,963.45 on July 06, 2022.

The Claimant, via Power of Attorney for Usufructuary, contends Edward Jones was negligent in the opening of two accounts on behalf of the usufructuary parties, failed to disclose facts related to the accounts, and conducted unauthorized trades, which trigged tax liability and blocked access to funds. Relevant period February 25, 2021 through July 5, 2022.

Broker Keith Weik in Edward Jones Firm Has Customer Complaint

November 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Keith Weik (Weik), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Weik recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 15, 2022.

The client alleges the financial advisor failed to follow instructions to liquidate accounts.

Broker Jenifer Sutton in Edward Jones Firm Has Customer Complaint

November 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jenifer Sutton (Sutton), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Sutton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 12, 2022.

The client alleges she purchased CDs in 2021 because the FA told her she would not have to pay any penalties to sell the CDs due to her age.

There are Recent Customer Complaints with Broker Darwin Pressley in Firm Edward Jones

November 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Darwin Pressley (Pressley), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Pressley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $332,353.32 on August 02, 2022.

Claimant, individually and in her capacity as Executrix of deceased client’s Estate, alleges through various causes of action, that Edward Jones permitted the wrongful transfer of funds to Claimant’s brother from her deceased mother’s Edward Jones account. Claimant questions the mother’s capacity to give instructions for such transfers and likewise challenges the validity and approval of the power of attorney.

Broker Michael Melton in Edward Jones Firm Has Customer Complaint

November 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Melton (Melton), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Melton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $332,353.32 on August 02, 2022.

Claimant, individually and in her capacity as Executrix of deceased client’s Estate, alleges through various causes of action, that Edward Jones permitted the wrongful transfer of funds to Claimant’s brother from her deceased mother’s Edward Jones account. Claimant questions the mother’s capacity to give instructions for such transfers and likewise challenges the validity and approval of the power of attorney.

There are Recent Customer Complaints with Broker James Yancey in Firm Edward Jones

November 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Yancey (Yancey), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Yancey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on September 07, 2022.

POA alleges FA failed to reallocate assets within variable annuity as instructed, resulting in market loss to the client.

There are Recent Customer Complaints with Broker Phillip Biffle in Firm Edward Jones

November 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Phillip Biffle (Biffle), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Biffle recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on September 06, 2022.

Plaintiff, as personal representative of client’s estate, asserts claims based on allegations the registered representative failed to follow instructions regarding a beneficiary designation and gave inaccurate information regarding the status of the designation.

There are Recent Customer Complaints with Broker Jared Colao in Firm Edward Jones

November 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jared Colao (Colao), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Colao recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on October 12, 2022.

Client alleges he is upset with Empower, Edward Jones, and Financial Advisor in the handling of his 401k rollover as he is facing tax consequences due to the close-out of an existing loan on his 401k despite Client’s alleged clarity to all parties that he specifically wanted to avoid any tax consequences and wanted to leave his loan in place with Empower to ensure avoidance of said tax consequences.

There are Recent Customer Complaints with Broker Tyler Gugliuzza in Firm Edward Jones

November 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tyler Gugliuzza (Gugliuzza), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Gugliuzza recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $110,000.00 on December 13, 2022.

Claimant asserts various claims alleging Edward Jones failed to follow Claimant’s directions to move into more conservative investments in early 2022.