Edward Jones

Broker Steven Farr in Edward Jones Firm Has Customer Complaint

November 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Farr (Farr), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Farr recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 28, 2022.

The client alleges that he instructed the financial advisor to invest his funds on March 12, 2020 and they were not invested until May 29, 2020.

There are Recent Customer Complaints with Broker Marty Haskins in Firm Edward Jones

November 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marty Haskins (Haskins), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Haskins recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 03, 2022.

The client alleges she deposited a total of $246,099.00 to fit her current investment portfolio directing her financial advisor to invest as such. Client further alleges those funds sat in cash and had not been invested creating missed opportunity.

Broker Justin Phelps in Edward Jones Firm Has Customer Complaint

November 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Justin Phelps (Phelps), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Phelps recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 29, 2022.

The trustees of the deceased client allege they were not informed of the capital gains generated from the liquidation of the Advisory account and the tax consequences that resulted.

Broker Paul Burton in Edward Jones Firm Has Customer Complaint

November 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Burton (Burton), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Burton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 09, 2022.

The client alleges that the financial advisor did not invest their funds in a portfolio aligned with their risk tolerance.

Broker Jeremy Bouwman in Edward Jones Firm Has Customer Complaint

November 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeremy Bouwman (Bouwman), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Bouwman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $72,160.62 on May 13, 2022.

The client alleges the financial advisor’s advice to take funds from a home loan to invest in the market was not suitable.

There are Recent Customer Complaints with Broker James Dickerson in Firm Edward Jones

November 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Dickerson (Dickerson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Dickerson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $548,585.00 on May 10, 2022.

The client alleges the financial advisor did not mention the potential tax implications of transferring assets into her Edward Jones Advisory Solutions account . The client also alleges the financial advisor did not act in her best interests in failing to inform her of potential tax implications of the transfer and liquidation of assets.

There are Recent Customer Complaints with Broker Michael Timmons in Firm Edward Jones

November 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Timmons (Timmons), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Timmons recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $19,000.00 on May 09, 2022.

The financial advisor made a recommendation to move to a tax advisory and caused tax implications.

Broker Randal Egan in Edward Jones Firm Has Customer Complaint

November 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Randal Egan (Egan), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Egan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 18, 2022.

Client alleges he instructed his financial advisor to liquidate his account, but the order was not executed until days later resulting in market loss.

Broker Jeremy Mikkelsen in Edward Jones Firm Has Customer Complaint

November 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeremy Mikkelsen (Mikkelsen), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Mikkelsen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $120,766.00 on May 15, 2022.

Claimants are the daughters of the deceased client. The Claimants assert their Statement of Claim is twofold. First, they allege wanton disregard and lack of due diligence to assist the deceased client’s heirs. Second, they allege a lack of fiduciary responsibility and due diligence, deceptive practices, elder abuse fraud, suitability, and lack of supervision.

Broker Chad King in Edward Jones Firm Has Customer Complaint

November 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chad King (King), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that King recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on May 25, 2022.

The client alleges the financial advisor failed to follow her instructions to liquidate mutual funds.