Edward Jones

Broker Tracy Dean in Edward Jones Firm Has Customer Complaint

June 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tracy Dean (Dean), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Dean recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on November 20, 2023.

The client alleges she informed the financial advisor that she did not want to lose any money, but was not provided money market as an investment option. The client alleges because she was not provided with all the options available to her, she should be reimbursed for any losses incurred.

Broker Joseph Mittica in Edward Jones Firm Has Customer Complaint

June 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Mittica (Mittica), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Mittica recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,000.00 on November 24, 2023.

Client (and wife) allege they wanted CD’s purchased and Financial Advisor purchased bond funds.

Broker Tyler Johnson in Edward Jones Firm Has Customer Complaint

June 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tyler Johnson (Johnson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Johnson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,619.00 on December 20, 2023.

Client alleges that investment advice from the Financial Advisor which failed to mention potential tax implications has resulted in the significant tax debts.

There are Recent Customer Complaints with Broker Jana Thielges in Firm Edward Jones

June 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jana Thielges (Thielges), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Thielges recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $6,355.08 on January 12, 2024.

Client alleges the Financial Advisor did not exercise his stock election to trade shares of VMW for share of AVGO. Client alleges they should have received fifteen (15) shares stock plus an additional $8,522.88. Instead, the client alleges that all that was received was $16,815.00 and no stock, resulting in an estimated loss of $6,355.08.

There are Recent Customer Complaints with Broker Amy Charlson in Firm Edward Jones

June 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Amy Charlson (Charlson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Charlson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $450,000.00 on February 20, 2024.

Claimants allege registered representative used incorrect information as the basis for her recommendation that the claimants could retire and calculate how much money the Claimants could withdraw monthly during retirement.

Broker Ramona Ivy in Edward Jones Firm Has Customer Complaint

May 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ramona Ivy (Ivy), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Ivy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $162,670.00 on February 26, 2025.

Client is upset because her 1099 reported $533k in capital gains regarding a mutual fund exchange from May 2024. Client alleged that the financial advisor indicated that this was not a taxable event and is requesting reimbursement of tax implications.

There are Recent Customer Complaints with Broker Aaron Davis in Firm Edward Jones

May 20, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Aaron Davis (Davis), currently associated with Edward Jones, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Davis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $30,000,000.00 on March 17, 2025.

Claimant alleges concentrated positions in Retractable Technologies Inc. were mishandled relative to margin.

Broker Rebecca Kilgore in Edward Jones Firm Has Customer Complaint

May 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rebecca Kilgore (Kilgore), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Kilgore recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $175,000.00 on March 18, 2025.

Client alleges FA/ex-wife stole $175,000 from him.

There are Recent Customer Complaints with Broker Scott Muschinske in Firm Edward Jones

May 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Muschinske (Muschinske), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Muschinske recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $10,000.00 on March 18, 2025.

Clients allege paying fees into the Guided Solutions program since 2020, despite this account type not being suitable for their needs. Clients further allege the financial advisor did not make them aware that they were able to opt out of a fee-based program.

There are Recent Customer Complaints with Broker Timothy Mannino in Firm Edward Jones

May 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Mannino (Mannino), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Mannino recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $60,000.00 on March 24, 2025.

Claimant alleges registered representative took instructions from Claimant’s wife to liquidate securities and withdraw funds when she was not an authorized party.