Edward Jones

There are Recent Customer Complaints with Broker Cinthia Hoegemeyer in Firm Edward Jones

July 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cinthia Hoegemeyer (Hoegemeyer), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Hoegemeyer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $27,773.00 on May 13, 2025.

Client alleges he instructed the branch to set a stop limit order at $105.00, and a limited order was placed, selling the stock at 107.99.

There are Recent Customer Complaints with Broker Samantha Anderson in Firm Edward Jones

July 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Samantha Anderson (Anderson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Anderson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on May 20, 2025.

Client alleges she instructed financial advisor to invest her funds into a money market fund and the financial advisor failed to do so, resulting in loss of interest which she expects to be reimbursed.

There are Recent Customer Complaints with Broker Gerard Raho in Firm Edward Jones

July 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gerard Raho (Raho), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Raho recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $455,000.00 on August 04, 2023.

Claimant alleges Defendant conspired with Claimant’s cousin to misappropriate, convert, launder and steal money for Defendant and Claimant’s cousin’s personal use. Relevant period approximately April 2018 through August 2019.

Broker Bertram Unger in Edward Jones Firm Has Customer Complaint

July 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bertram Unger (Unger), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Unger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,290.59 on August 11, 2023.

The client alleges that trades placed by the Financial Advisor on February 8, 2021, were not authorized.

Broker Joseph Cerullo in Edward Jones Firm Has Customer Complaint

July 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Cerullo (Cerullo), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Cerullo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on October 11, 2023.

The client alleges he purchased a 6 month CD and believed he was quoted, and was expecting, the 12 month CD rate.

There are Recent Customer Complaints with Broker Todd Bruns in Firm Edward Jones

July 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Todd Bruns (Bruns), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Bruns recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $54,403.62 on October 04, 2023.

Claimant, as trustee of deceased client’s trust, alleges that despite the explicit suggestion of the trustee that the assets held by Edward Jones be liquidated and placed in a money fund, the monies were invested resulting in a loss.

There are Recent Customer Complaints with Broker George Lucke in Firm Edward Jones

July 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Lucke (Lucke), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Lucke recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,200.00 on October 17, 2023.

Authorized party on the account alleges that the Financial Advisor stole/misappropriated by placing orders totaling $15,200.00 in the account to pay client bills without authorization and after the death of the account owner.

Broker Jeffrey Stotler in Edward Jones Firm Has Customer Complaint

July 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Stotler (Stotler), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Stotler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,300.00 on October 31, 2023.

Former client alleges that his Financial Advisor withdrew funds from a Roth IRA which resulted in a 10% penalty as well as taxation on the withdrawal even though the client was clear that he did not want to make any withdrawals that would result in tax consequences.

Broker Grant Krieger in Edward Jones Firm Has Customer Complaint

June 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Grant Krieger (Krieger), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Krieger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on November 09, 2023.

Claimant asserts claims based on allegations the registered representative failed to disclose he was going to sell equity positions resulting in long-term capital gains.

There are Recent Customer Complaints with Broker Lora Loving in Firm Edward Jones

June 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lora Loving (Loving), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Loving recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $247,762.00 on November 14, 2023.

Plaintiff, mother of the registered representative, asserts various claims and alleges that while serving in a fiduciary capacity, the registered representative deprived her mother of the use of funds for the registered representative’s benefit and that of her husband. Further, the registered representative borrowed funds from the Plaintiff without providing all necessary disclosures intended by FINRA and its members.