Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Edgar Kleydman (Kleydman) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Kleydman was employed by MML Investors Services, LLC at the time of the activity. If you have been a victim of Kleydman’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,000,000.00 on September 26, 2023.
Claimant alleges RR engaged in ‘selling away‘ by selling Claimant investments not sold by the brokerage firm, and then allegedly misrepresented the return on investment and made a guarantee associated with Claimant’s funds.