Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eddie Espinoza (Espinoza), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Espinoza recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,824.00 on May 13, 2022.
Complaint alleged that Espinoza collected premiums from clients, but was not applying the funds to the premiums.