Securities Lawyers Blog
Before hiring a securities arbitration lawyer, many investors research a brokerage firm’s regulatory history, FINRA arbitration awards, and customer complaints. The FINRA disciplinary actions below are the ones in which EBH Securities, Inc. itself was a respondent. The investor lawyers at Gana Weinstein LLP represent customers of brokerage firms in disputes over investment losses, and our attorneys can review your situation and tell you whether a FINRA claim is worth pursuing.
EBH Securities is a small broker-dealer that sells mutual funds and variable life insurance and annuity products to individual investors. Formed in Indiana in 1994, the firm is based in Indianapolis and is affiliated with the investment advisory firm Capital Financial Management.
EBH Securities, Inc. – By the Numbers: