Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Douglas Messina (Messina), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Messina recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $79,000.00 on May 19, 2026.
The client alleged that the advisor’s recommendation to sell shares of Apple Inc (AAPL) within her nonqualified basic brokerage account between January 2025 and April 2025 constituted poor advice.