Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Douglas English (English), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that English recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $400,000.00 on March 22, 2024.
Customers allege that between September 2021 and March 2023 advisor made unsuitable recommendations into equity listed securities and other causes of actions related to these trades.