Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Douglas Charney (Charney), currently associated with Prospera Financial Services, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Charney recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on November 12, 2024.
Client complains of poor account performance from october 2021 to the present.