Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donna Seymour (Seymour), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Seymour recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on April 18, 2024.
In early 2021, the customer alleges that the Registered Representative recommended an unsuitable, high-risk, and illiquid investment and breached her fiduciary duty.