Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donna Payne (Payne), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Payne recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on December 19, 2023.
The customer alleges that the Registered Representative recommended an unsuitable investment and investment strategies in an illiquid alternative investments. No specific dates for the alleged activity were identified in the Statement of Claim.