Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Osten (Osten), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Osten recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $400,000.00 on March 28, 2023.
Claimant alleges that from 2019 to 2021, Defendants did not take adequate steps to stop transfers authorized by Claimant to an online scammer.