Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Harrell (Harrell), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Harrell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $135,170.00 on October 17, 2022.
TRUSTEE ALLEGES ALLOCATION AND INVESTMENT STRATEGY OF TRUST ACCOUNT WAS UNSUITABLE 202-2022