Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Genord (Genord), currently associated with Level Four Financial, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Genord recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $168,338.00 on April 27, 2026.
Don genord failed to provide advice relating to the annuitization of an annuity during the time frame of February 8, 2023 (the notice date) and April 10, 2013 (the annuitization date).