Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Chomas (Chomas), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Chomas recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $85,000.00 on April 22, 2026.
Time Frame: December 26, 2019 – to April 14th, 2026\, \, What were the allegations against the individual? The client alleges that his Financial Advisor did not manage his account in accordance with Finra suitability standards and in his best interest.\,