Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Aulbert (Aulbert), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Aulbert recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on March 19, 2024.
The customer claims that alternative investments purchased in 2012 and 2014 were unsuitable, that the account value has declined over the past few years, and seeks a resolution.